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Securities and Exchange Commission

(Encyclopedia)Securities and Exchange Commission (SEC), agency of the U.S. government created by the Securities Exchange Act of 1934 and charged with protecting the interests of the public and investors in connecti...

securities

(Encyclopedia)securities, in finance, instruments giving to their legal holders rights to money or other property. Securities include stocks, bonds, notes, mortgages, bills of lading, and bills of exchange. See spe...

exchange

(Encyclopedia)exchange, mutual transfer of goods, money, services, or their equivalents; also the marketplace where such transfer occurs, such as a stock exchange or a commodity exchange (see commodity market). In ...

Henderson, Leon

(Encyclopedia)Henderson, Leon, 1895–1986, American economist, administrator of the Office of Price Administration (1941–42), b. Millville, N.J. An official of the Russell Sage Foundation (1925–34), Henderson ...

insider trading

(Encyclopedia)insider trading, stock market transactions made with knowledge of nonpublic information about corporate activity. In the United States, it has been illegal since 1934. The Securities and Exchange Comm...

Keating, Charles Humphrey, Jr.

(Encyclopedia)Keating, Charles Humphrey, Jr., 1923–2014, American banker, b. Cincinnati, grad. Univ. of Cincinnati College of Law (1948). Keating was a partner (1952–72) in a law firm he founded with his brothe...

securities trading

(Encyclopedia)securities trading, financial activity involving transactions of property such as stocks, bonds, commodities, and currency (see securities). Although the trading of stocks and bonds dates back several...

stock exchange

(Encyclopedia)stock exchange, organized market for the trading of stocks and bonds (see bond; stock). Such markets were originally open to all, but at present only members of the owning association may buy and sell...

over-the-counter

(Encyclopedia)over-the-counter, method of buying and selling securities outside the organized stock exchange. Unlike an organized stock exchange, the over-the-counter market is composed of dealers who negotiate mos...

Ebbers, Bernie

(Encyclopedia)Ebbers, Bernie (Bernard John Ebbers), 1941–, American business executive and white-collar criminal, b. Edmonton, Alta, grad. Mississippi College (1967). After running a small motel chain, he entered...